VP, Senior Auditor, Banking & Financial Services

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VP, Senior Auditor, Banking & Financial Services

As a Senior Auditor with this global financial services company, you will be responsible for planning, executing and leading a portfolio of audit engagements covering a range of products and services and across front, middle and back-office functions, predominantly within APAC. You will contribute to recommending/developing operational efficiencies and assist the audit department with understanding root causes of control gaps, industry trends, competitor practices, etc.

Duties:

• Perform work in accordance with internal, professional and regulatory audit standards and document working papers to evidence scope of examination and accuracy of findings.
• Discuss with business stakeholders and audit partners to understand business processes in order to properly identify key risks and controls, determine audit scope, and develop audit work program;
• Manage audit through its lifecycle and ensure milestones are achieved through planning, fieldwork and reporting phases
• Guide team members on testing of compliance with regulatory requirements, governance and key internal controls
• Understand the business risks, controls, and processes, along with relevant regulatory requirements within areas reviewed
• Lead meetings with key stakeholders at all levels, discussing risk environment and issues raised during audit, providing periodic updates on audit status
• Coach and supervise audit team members to ensure audit is executed accurately and timely
• Draft audit report and issues and communicate potential issues to the business
• Monitor audit projects budget

Leadership:

• Demonstrate strong regulatory and product knowledge
• Provide subject matter and technical expertise to the Audit team
• Stay on top of regulatory rules and changes within the industry and assess impact on audit planning activities
• Establish strong working relationships with key stakeholders
• Leads assigned audits and ensure work is performed timely and accurately
• Improve risk management, control, and governance effectiveness through systematic, disciplined audit evaluations

PROFILE

• Accounting / Audit qualification (CA, CPA, CIA)
• 10+ years of audit experience in a global financial institution
• Knowledge of local regulatory requirements, banking operations, corporate functions is required to effectively audit operations, services, systems, workflow, and operational impact.
• Knowledge of capital markets, fund administration and custody useful
• Ability to work in a fast-paced environment as part of a Global Audit team across multiple time zones and jurisdictions.

For a confidential discussion on this role, please apply today.

Sloane | Shorey

Sloane Shorey Consulting is a specialist recruitment firm focusing on compliance, controls and risk management positions across Asia Pacific. We are a Ministry of Manpower Licensed Employment Agency (EA License 20S0307).