VP, Senior Auditor, Banking & Financial Services

Employer
Sloane Shorey Consulting, EA Licence No: 20S0307
Location
Singapore, Singapore
Salary
~$160,000 - $180,000
Posted
11 May 2022
Closes
10 Jun 2022
Ref
14847461
Job Function
Accounting/Audit/Tax
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
.

VP, Senior Auditor, Banking & Financial Services

As a Senior Auditor with this global financial services company, you will be responsible for planning, executing and leading a portfolio of audit engagements covering a range of products and services and across front, middle and back-office functions, predominantly within APAC. You will contribute to recommending/developing operational efficiencies and assist the audit department with understanding root causes of control gaps, industry trends, competitor practices, etc.

Duties:
  • Perform work in accordance with internal, professional and regulatory audit standards and document working papers to evidence scope of examination and accuracy of findings.
  • Discuss with business stakeholders and audit partners to understand business processes in order to properly identify key risks and controls, determine audit scope, and develop audit work program;
  • Manage audit through its lifecycle and ensure milestones are achieved through planning, fieldwork and reporting phases
  • Guide team members on testing of compliance with regulatory requirements, governance and key internal controls
  • Understand the business risks, controls, and processes, along with relevant regulatory requirements within areas reviewed
  • Lead meetings with key stakeholders at all levels, discussing risk environment and issues raised during audit, providing periodic updates on audit status
  • Coach and supervise audit team members to ensure audit is executed accurately and timely
  • Draft audit report and issues and communicate potential issues to the business
  • Monitor audit projects budget

Leadership:
  • Demonstrate strong regulatory and product knowledge
  • Provide subject matter and technical expertise to the Audit team
  • Stay on top of regulatory rules and changes within the industry and assess impact on audit planning activities
  • Establish strong working relationships with key stakeholders
  • Leads assigned audits and ensure work is performed timely and accurately
  • Improve risk management, control, and governance effectiveness through systematic, disciplined audit evaluations


PROFILE
  • Accounting / Audit qualification (CA, CPA, CIA)
  • 10+ years of audit experience in a global financial institution
  • Knowledge of local regulatory requirements, banking operations, corporate functions is required to effectively audit operations, services, systems, workflow, and operational impact.
  • Knowledge of capital markets, fund administration and custody useful
  • Ability to work in a fast-paced environment as part of a Global Audit team across multiple time zones and jurisdictions.


For a confidential discussion on this role, please apply today.

Sloane | Shorey

Sloane Shorey Consulting is a specialist recruitment firm focusing on compliance, controls and risk management positions across Asia Pacific. We are a Ministry of Manpower Licensed Employment Agency (EA License 20S0307).

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