Compliance Officer - Central Control Unit Governance and Oversight

Credit Suisse
Singapore, Singapore
13 May 2022
12 Jun 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.

We Offer
Join us as a member of the Governance & Oversight team in APAC Compliance Operations. As part of the team based in Singapore, you will oversee the internal risk and control framework of Compliance Operations. You will play a check and challenge role in the execution of controls across all APAC Compliance Operations teams. Besides interacting with the team members/ leaders of the verticals within compliance operations, this role involves direct interaction with various business partners including Quality Assurance, Auditors, Financial Crime Compliance and First Line teams both within the region and globally.

Key Responsibilities
  • Governance & Oversight: developing and enhancing the existing risk and control framework, including one-bank coordination and oversight
  • Risk Appetite: Providing inputs for and maintaining the model for Supervisory controls and Risk appetite of the Department, including identification of roost cause and tracking timely remediation
  • Regulatory & Audit Management: managing the control aspects of regulatory/ audit enquiries and exams
  • Risk Identification & Assessment: providing inputs to the annual risk and control assessments, review, and validation of risk events
  • Policy and Procedures: providing inputs along with subject matter experts and supporting the operational implementations of policy and regulatory changes
  • Ongoing Monitoring: overseeing issues and action plans including root cause analysis
  • Projects: providing control inputs to Run-the-Bank projects as needed
  • New Business: ensuring the accurate governance and oversight on business expansions and setting up the control infrastructure for APAC

Compliance Operations

  • Regional alignment: Performing read across to other processes and controls based on gaps identified to proactively address issues in the region
  • Senior management dashboards: Maintaining and publishing the MI of the key control and audit points, supervisory controls as well as risk appetite parameters to senior management - and ensuring all follow-up actions are tracked and remediated.

Your future colleagues

Reporting directly to the APAC Compliance Operations Head of Governance & Oversight, the role would have you interact with Compliance Operations colleagues across APAC regions based in India, Australia, Hong Kong, Japan, and Singapore that covers the execution of controls for client onboarding and life cycle management within the second line of defense.
We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values.

You Offer


Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.

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