Regulatory Risk - Leading US Investment Bank

Morgan McKinley
Singapore, Singapore
HK$61k - HK$70k
16 Jun 2022
16 Jul 2022
Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
A top-tier international private bank is looking for a regulatory risk professional with solid knowledge in regulatory requirements and private banking to manage the risk management framework

About the Company

Our client is a leading US-based private bank with strong global presence. The Private Banking Risk Management team is looking for a regulatory risk professional with 3 years of experience to join them and act as first line of defense. The team works across the APAC region, hence familarity with regional regulatory requirements would be preferred.


- Analyse and track any new regulatory requirements, and review implication to business, propose control and enhancement when necessary

- Perform independent reviews and gap analysis of our business against regulatory requirements and market incidents, in order to mitigate business related risks

- Work closely with various stakeholders, Legal & Compliance and other teams regarding analyses and recommendation implementation

- Facilitate regulatory inspections and advisory audits

- Support regulatory inquiries, internal audits and compliance testing for the wealth management business

- Assist in senior management reporting and committee meeting with regards to risk review statistics, status and softspots

- Identify and participate in process re-engineering projects to reduce the residual risks of the department and improve efficiency and effectiveness


- Familiar with HKMA, MAS and SFC regulatory requirements and private banking products

- Around 3 years of risk, compliance or global markets experience within private banking

- Previous work experience in a similar control/risk function within the business, or advisory/regulatory background

- Proficient in data analytics and Bloomberg

- Good project management and prioritising skills

- Good interpersonal and communication skills

- Excellent command of written and spoken English and Chinese

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