Research Risk Analyst / Associate

7 days left

Employer
Morgan Stanley
Location
Singapore, Singapore
Salary
Competitive
Posted
02 Jun 2022
Closes
02 Jul 2022
Ref
15201381
Job Function
Banking
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Company Profile:
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm's employees serve clients worldwide including corporations, governments, institutions and individuals.

Division Profile:

Morgan Stanley Investment Research is uniquely committed to being an essential part of our clients' investment process. We strive to be the sell-side research provider that best understands the buy side. Through relevant and timely conversations with leading investors, we focus resources on risk-reward essentials: identifying the investor debates, assessing the potential outcomes, and uncovering the evidence our clients need to validate their investment decisions. Our equity analysts cover some 3,000 stocks; our economists, strategists and fixed income analysts cover all major regions and other asset classes around the globe.

Research Risk
We are seeking an analyst-level or associate-level candidate based in Singapore or Hong Kong to work in our Research Risk team. This team helps Morgan Stanley Research deliver on its mission by increasing efficiencies, strengthening governance structures, and enhancing operational, conduct and reputational risk frameworks in a globally consistent manner.

Principal Responsibilities:

Support the execution of day-to-day risk functions including:
  • Employee trade pre-clearance and statement review
  • Outside business interests review
  • Public appearance review
  • E-communications surveillance
  • Conflict disclosure surveillance

Work with global colleagues to manage the successful resolution of risk issues and escalations, including identifying the root causes of the issue, ensuring accountability and establishing the right contacts and escalation points

Produce risk metrics and trend analysis for management

Maintain and develop operational procedure documentation; track and report results and work to standardize processes

Collaborate with Research Legal and Compliance regarding policies, processes and requirements

Implement project and product roadmaps for key Research Risk tools and processes

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