APAC Surveillance Officer

Credit Suisse
Singapore, Singapore
13 Jun 2022
13 Jul 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.

We Offer
The APAC Trade Surveillance Team is responsible for identifying and escalating instances of market abuse and any other activity that adversely impacts financial markets for the APAC Private Bank ("PB") and Investment Bank ("IB"). Your responsibility includes:

  • Provide accurate review of Level One trade surveillance alerts before passing on to the Floor Surveillance Officers ("FSO"), ensuring timely raising of cases
  • Conduct and document monitoring reviews and raising of potential red flags for further investigation
  • Improve the efficiency and effectiveness of existing surveillance methodology to ensure that surveillance programs are robust and up-to-date
  • You will provide a feedback loop to FSOs and Regional Platform Head (RPH) on alerts, scenarios performance and any trend analysis undertaken
  • Be coordinated with broader Surveillance team across the region
  • Establish the surveillance methodology for new monitoring topics in response to partners' requirements
  • Engage with supervisors to fully understand the Supervisory Risk and Control Frameworks
  • Daily engagement with FSOs to ensure tight-knit collaboration and the ability to learn from their experience and expertise

Your future colleagues

You will work within the APAC Trade Surveillance Team, responsible for identifying instances of market abuses and any other activity that may adversely impact the financial markets.
We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values.

You Offer

N/A - pending TWWW agreement

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.

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