Business Risk Specialist (Quality Assurance)

Your Role:

Identify, gather and analyze the findings derived from the Controls execution teams and ensure Control frameworks are designed and operating effectively.
Act as an education utility by working closely with the Control Team Leads in identifying their staffs' gaps and provide assessments/trainings required to improve their adherence rate.
Act as a primary liaison officer to face off queries/requests from the Bank's Internal & External Auditors, Compliance Functions, & stakeholders.
A resource backup to support Controls execution Team whenever required e.g. when they are away on long term medical leave, maternity leave, etc, only on interim basis.

Your experience and skills:

Min 5 years working experience in a Wealth Management with direct experience in Audit or Control Functions.
Strong knowledge in Financial Investment products
Experience in HKMA requirement in areas of Investment Suitability as well familiar with MAS requirements on Anti-Fraud and Cross-border handling
proficiency in Cantonese (besides English and Mandarin) as the candidate is required to communicate well with Front Line Staffs based in Hong Kong office as well to perform tape listening
Detail oriented, experienced in managing & reducing risk, developed analytical skills, strong listening capabilities
a clear communicator, with exceptional interpersonal skills and a good listening skill
open to continuous learning and continuous education both within the team and with Business Partners and Front Line staffs
proficient in basic Microsoft applications
creative approach to problem solving & challenging existing processes to drive improvements
Proactive, independent and well-organized Individual

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