Senior Consultant - KYC Periodic Review

Delta Capita
Singapore, Singapore
03 Sep 2022
28 Sep 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
We recognised that what was missing was the truly senior level industry experience. A company whose people, by virtue of their experience, understood the challenges faced by their clients and crucially how to overcome them.

Initially based out of a small two-person office on Old Broad Street we now have offices in Hong Kong, Singapore, South Africa, Amsterdam and London with plans to expand further to meet the growing demands of our global client base.

Our story has seen us consistently delivering and adding value, with a Partner teams made up of senior level executives from the most reputable financial institutions across the globe we have the experience to provide a truly end to end consultancy service. Our approach has seen us make progress with a number of our key proposition; from the announcement of our SRP Managed Services offering and our continued involvement in helping Commercial Banking Clients design and deliver new payments platforms to being named the official consulting partner to both the Plato and PRIIPS consortia.

Central to our success is our people and the propositions they help us provide. Through our commitment to the creation of a flexible working environment and our continued investment in diversity, we have built teams of industry leading experts and have given them the platform to innovate. The results have been the new solutions we have brought to the market in our managed services and IP-led propositions which deliver positive results and reduce cost.

What are we?


We recognise that none of this would be possible if it were not for the people who support us. We also recognise that those people have commitments outside of work. That is why we have embedded a flexible working culture into the business. We are happy to discuss your personal situation and how we can accommodate your external commitments and balance them with your day to day work.


For us, diversity is a necessity to ensure success, not just a tick box exercise. We know that diverse teams achieve more, and diverse businesses have a significant edge over their competition. Whilst all applications will be assessed on their merits, we actively encourage anyone from an underrepresented demographic to apply for any of our positions.

The Role

We are looking for a KYC Analyst who has an ability to speak fluent Spanish as well as English to join our Client Lifecycle Management (CLM) Managed Service Business. You will be part of our KYC Remediation and Refresh Team supporting our growing customer base in LATAM, and will be located in our offices in Chester (UK) or work from home if you are in the US.

This role requires an individual to work across a range of jurisdictions and entity types, to have some experience of delivering to high quality within project deadlines, applying a consistent approach to KYC processes whilst adhering to regulatory requirements and client procedures.

Key Responsibilities:
  • Performing remediation and / or periodic reviews for clients
  • Review of existing KYC information and documentation held on file (repositories and document storage tools)
  • Review of the existing Anti Money Laundering (AML) policy and related procedures to identify new requirements, top ups or renewal of information/documentation held on file
  • Gathering and analysing KYC documentation in accordance with the Clients AML policy requirements to identify AML risks associated with the client, and assess overall risk
  • Sourcing of data from approved public sources using the methods outlined in policies and procedures, and where required translating documents that are in Spanish to English
  • Construction of KYC files with the required information and documentation in accordance with the policy
  • Escalation to the appropriate teams where information cannot be sourced or provided or where prior exceptions have been granted on existing files.
  • Client Outreach where required. Communicating with clients and their clients to obtain information and documentation required to complete KYC/CDD reviews. Able to communicate reasons why certain documents are required.
  • Preparing emails and client letters for the relevant teams where client outreach is required for information/documentation which cannot be collected publicly. Performing direct client outreach as instructed
  • Conducting screening checks using third party tools to identify Sanctions, PEPs, and Adverse Media in relation to the entities and related parties within the portfolio's and subject to current screening policies and procedures
  • Complete reviews of FATCA/CRS (as required) in line with the Client's policy.
  • Quality Control: performing a quality check of own files before assigning to the appropriate team for sign off and approval
  • Ensure case tracking documents are kept up-to-date for the KYC Manager
  • Working effectively with the Signatories and KYC Manager using excellent communication skills to ensure the mutually satisfactory resolution of key issues and that the respective responsibilities are understood, agreed, and escalated where required

Essential Skills/Experience
  • Experience in AML/KYC due diligence roles
  • Familiarity with AML/KYC regulations and industry guidelines
  • Familiarity of the end to end KYC and client on-boarding processes
  • Ability to multitask - manage, prioritise and be accountable for own workload
  • A proven interest in Financial Crime
  • Excellent communication skills
  • Ability to learn how to use new IT systems

Desirable skills:
  • FATCA/CRS - reviews
  • Languages would be advantageous

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