Consultant - KYC Periodic Review

7 days left

Delta Capita
Singapore, Singapore
S$4k - S$5k
07 Sep 2022
07 Oct 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Delta Capita ("DC"), a division of the Prytek Group, is a leading global managed services, technology solutions, and consulting provider with a unique combination of experience in financial services and capability in technology innovation. We design and develop new services and tools and leverage the substantial FinTech portfolio from our parent company, Prytek. Our vision is to 'Reinventing the Financial Services Value Chain', by providing a Business Operating Platform-as-a-Service, a trusted mutualised service for Financial Services, enabling client's business across the value chain. We help our clients reduce costs and improve processes and technology by moving them away from their existing propriety models towards mutualised managed services, enabling a healthier and more performant business. DC offers the following services:
  1. Managed Services
  2. Technology Solutions
  3. Consulting

Across these global business lines:
  • Structured Retail Products
  • Client Lifecycle Management
  • Post Trade Services
  • Pricing and Risk
  • Technology Solutions
  • Consulting and Solutions

Our Culture

Our DC Values describe how our culture comes to life day-today across the Group and how we work both internally and externally. We believe that our current and future success relies on:
  • Innovation
    • We embrace diverse perspectives and embed original thinking o We create new markets and opportunities
    • We take and apply learning from all of our experiences
  • Excellence
    • We are relentless in the pursuit of our goals
    • We recruit and develop the very best
    • We demonstrate passion and commitment in everything we do
    • We know our stuff and share it with others
    • We do what we say we're going to
    • We include listen, understand and empathise
    • We collaborate internally and externally to solve problems
    • We enable our people and customers to fulfill their potential
    • We make a positive, sustainable contribution to our communities
  • Trust
  • Partnership

Core to our Values is our commitment to ensuring our workplaces and workforce are as diverse and inclusive as possible. We work hard to create a culture where we can all be ourselves, celebrate our differences and realise our full potential.

The KYC Periodic Review Services Specialist role is focused on providing quality checks and guidance services to Relationship Managers in the Periodic Review and Focused Review processes, in view of the Financial Crime Compliance program for APAC division and ensuring existing client accounts are reviewed in accordance with the Bank's policies, standards, and applicable local legal and regulatory requirements. Coverage scope includes Client Due Diligence (CDD), Sustainability Risk, Reputational Risk and client corporate structure documentation requirements.

The KYC Periodic Review Services Specialist position is an individual contributor role and will be required to:

  • Provide KYC/Client Due Diligence (CDD) Subject Matter Expertise and guidance to Relationship Managers, in view of establishing the highest levels of quality upfront and getting it right first time during ECPR and Focused Review processes
  • Perform an independent quality check of client profile updates during Lifecycle Management process, including Client Corporate Structure, KYC, Tax, US Indicia, Sustainability Risk, Reputational Risk and Client Risk Score, to ensure adherence to regulatory requirements and Bank policies
  • Be the single point of contact / case manager for Front Office, on Periodic Review cases
  • Be the Subject Matter Expert (SME) in ECPR and Focused Review processes, to add value to TOM implementation and delivery of continuous process/technology improvements
  • Uphold the highest standards of control, always keeping data integrity and process controls in mind while carrying out day-to-day work
  • Stay up-to-date with the latest regulatory, policy and procedural requirements, and take ownership of relevant procedural updates
  • Raise higher risk matters or regulatory questions to the Financial Crime Compliance team
  • Engage partners in Front Office, Compliance and Operations regularly, to enable effective collaboration in day-to-day work
  • Provide support for any regulatory & audit related reviews, and training/walkthrough of client onboarding process, as required
  • Add-value to continuous process-improvements, in view of the changing operating and regulatory environment
  • Any other tasks assigned by the line manager or department head

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