Compliance Associate (12 Months contract)

Morgan McKinley
Singapore, Singapore
11 Sep 2022
25 Sep 2022
Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
Job Summary
  • Singapore
  • Contract
  • BBBH826456
  • Aug 26, 2022
  • Competitive
Job Description
My client, a well reputed investment management firm is looking to hire a compliance professional to support its Head of Compliance.

Compliance Associate (12 Months contract)

Morgan Mckinley is working in partnership with a boutique investment management firm on a 12 Months Compliance Associate role to support the Head of Compliance. This role is convertible to permanent on the basis of performance.

Job Description
  • Assist in smooth running of compliance monitoring function, including adherence to corporate and regulatory policies and
  • Provide compliance support such as periodic reporting to management, monitoring training, updating compliance policies and
  • Keep up to date on regulatory developments and advise the business on compliance matter across both regulatory compliance and
  • Support onboarding of new relationships, ensuring no overdue KYC reviews, ad-hoc KYC reviews are timely completed, effective transaction monitoring Perform investigation and escalate if required.
  • Assist in reviewing outsourcing arrangements and developing a checklist to ensure adhering to MAS outsourcing
  • Responsible for regular regulatory filings in Singapore
The Successful Applicant
  • A degree holder with 1-2 years of working experience in compliance, audit and/or risk management function within an asset management
  • Open to candidates from Big4 or outsourced compliance services industry with experience specialising in funds/financial services industry
As a successful applicant, you would have the following skills & qualifications:

Referrals are greatly appreciated.

Morgan McKinley Pte Ltd

EA Licence No: 11C5502

Registration No: R1770166

Registration Name: Suhani Malhotra

Only shortlisted candidates will be responded to, therefore if you do not receive a response within 14 days please accept this as a notification that you have not been shortlisted.

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