Director/VP Regulatory Compliance

Qontel Search Pte Ltd
Singapore, Singapore
06 Oct 2022
03 Nov 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
In line with its growth strategy, our client, a globally renowned brand within the banking and financial service industry, is beefing up its Compliance capability. In line with this expansion, they seek a highly motivated individual to join their dynamic team as a Director/VP Regulatory Compliance Officer.

With a primary focus on providing regulatory Compliance advisory, you should be skilled in managing business stakeholders and regulatory relationships. You will streamline Compliance processes and procedures and be responsible for cross-border governance, quality assurance reviews, new regulations gap analysis, marketing materials reviews and presentation, RMS licensing due diligence reviews, complaints, investigations, reporting, and projects.

To succeed in the role, you should possess a degree in business, finance, or law with at least 15 years of relevant experience in a Wealth Management setting with knowledge of Singapore regulations - Banking Act, SFA, and FAA. You should be a good communicator and capable of interacting with senior stakeholders. Strong interpersonal skills, independent, and sound business judgment are desirable traits.

If this opportunity piques your interest, please get in touch with for a confidential chat.

EA: 220952
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