Risk Analyst - European Private Bank

A leading global private bank is looking for an Analyst to join the team and focus on HK and Singapore's investment suitability and voice surveillance work

Responsibilities

• Strengthen the comtrol framework and ensure compliance of operational activities with HK and Singapore's regulation and private banking standards
• Ensure adherence to investment suitability standards
• Voice-log review and surveillance, client trade documentation check and follow-up with front office if necessary
• Validate client trading status including concentration risk treatment
• Regulatory and management reporting if needed

Requirements

• Bachelor degree in finance, risk management or other relevant disciplines
• At least 1 year of investment suitability or voice surveillance experience within private banking
• Fluency in English, Cantonese and Mandarin
• Good communication and coordination skills and the ability to effective interact with internal and external stakeholders
• Sound knowledge of private banking products would be an advantage