Fixed Income Division (FID) - Business Unit Risk Management (BURM) VP
- Employer
- Morgan Stanley
- Location
- Singapore, Singapore
- Salary
- Competitive
- Closing date
- Feb 17, 2023
View more
- Job Function
- Banking
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Position Description
The Risk Control Group (RCG) provides oversight of regulatory and Firm requirements for supervision, surveillance, entitlements, information security and supplier risk programs by performing in-depth assessments and implementing consistent programmatic coverage globally for FID including Commodities. The team seeks to ensure front-office compliance with all applicable rules and regulations governing the Firm, as well as adherence to internal standards, controls and policies. RCG members are part of the FID Non-Market Risk Management structure.
The RCG team fulfills a front office advisory role as the first line of defence. The scope of work includes escalation, oversight, project execution, control ownership, risk assessment / acceptance, as the default owner for many division-wide audit and regulatory issues. RCG employees act as a delegate for supervisors and other business owners.
RCG is looking for a Vice President to drive and lead the RCG program for FID Asia with a focus on communications surveillance, client communication documentation review, information security and delegated supervision duties.
Responsibilities will include:
The Risk Control Group (RCG) provides oversight of regulatory and Firm requirements for supervision, surveillance, entitlements, information security and supplier risk programs by performing in-depth assessments and implementing consistent programmatic coverage globally for FID including Commodities. The team seeks to ensure front-office compliance with all applicable rules and regulations governing the Firm, as well as adherence to internal standards, controls and policies. RCG members are part of the FID Non-Market Risk Management structure.
The RCG team fulfills a front office advisory role as the first line of defence. The scope of work includes escalation, oversight, project execution, control ownership, risk assessment / acceptance, as the default owner for many division-wide audit and regulatory issues. RCG employees act as a delegate for supervisors and other business owners.
RCG is looking for a Vice President to drive and lead the RCG program for FID Asia with a focus on communications surveillance, client communication documentation review, information security and delegated supervision duties.
Responsibilities will include:
- Leading a team in performing risk reviews of employee communications (verbal and written)
- Representing Asia FID in global supervision committees and forums
- Reviewing trade ideas/commentary and in-depth analysis of market sectors or names
- Reviewing surveillance reports and managing the mappings and assignments of surveillance and other reports across the Division
- Performing risk assessment on information security and providing risk acceptance if appropriate
- Engaging with global RCG team to focus on and deliver increased automation and standardization across applicable surveillance processes
- Engaging with FID Sales and Trading contacts and other stakeholders to build awareness of Non Market Risk and RCG's continued focus on proactive and effective surveillance and supervision
- Working with Compliance, Technology Risk and the FID Sales and Trading desks to identify risks and determine due process.
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