Assistant Vice President, Client Asset Protection Control (APAC Region)

Credit Suisse
Singapore, Singapore
26 Mar 2023
29 Mar 2023
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.

We Offer
You will be part of the APAC Client Asset Protection Control team based in Singapore office. Your team supports the APAC Operations and Country Management in driving Client Asset related business analysis, control reviews and testing and monitor the compliance to Client Asset policies.
In partnership with the Business, Line Operations teams, General Counsel, Compliance and Risk teams, your main responsibilities include the following:
• Define and implement the Client Asset Risk and Control Framework
• Deliver control improvement plans for APAC Client Asset Protection processes
• Coordinate Client Asset rules mapping and reviews across Operations and monitor compliance. Record gaps and ensure remediation is tracked through the governance forums
• Conduct Client Asset related attestations such as Client Nostros Accounts Attestations and Opt-out Departments Attestations
• Conduct Process & Control reviews across Operations and support testing requirements of the wider Client Asset Protection team
• Manage the Client Asset Control Activities Framework (CAF) Controls owned by CAP team
• Provide support to Compliance to establish Client Asset related policies & training programs
• Raise awareness of the importance of Client Asset protection by providing ad-hoc training to Line Operations on APAC Client Asset rules and its key principles
• Act as a subject matter expert on client asset regulations and processes
• Support internal and external audits, reviews, and exams
• Support delivery for change programs and initiatives
• Face-off with external parties or regulatory bodies in demonstrating compliance with the client asset regulations
• Collaborate and oversee outsourced services including the APAC Client Asset Production and Governance team based in Pune to ensure the governance and control of client asset reconciliation, segregation, and regulatory reporting processes.
Your future colleagues

Global Operations carries out high-quality and efficient banking services to clients across the business divisions ensuring the excellent execution of millions of transactions daily. We operate globally in five regions - 'Switzerland', 'APAC (excluding India)', 'Americas', 'India' and 'UK Entities, Wroclaw & Regional Offices'. We apply a continual focus on improving productivity and efficiency while seeking new and innovative ways to support clients' changing needs.
We have hired the best of team members from the industry to challenge the status quo to add value and make processes more efficient. We thrive on innovation mentality that would make you come out of the comfort zone and experiment new things. We also believe that our process should be designed to fix the root cause of the problem rather than just resolving the exceptions.
We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values.

You Offer

N/A - pending TWWW agreement

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.
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