Private Wealth Management Asia, BURM Surveillance Team - Manager, Associate and Analyst

Morgan Stanley has been serving ultra-high net worth individuals, corporates and asset owners in Asia for over 30 years. Leveraging strong connectivity to Morgan Stanley's renowned Investment Bank, Morgan Stanley Private Wealth Management Asia delivers the global resources, product expertise and personalized service needed to address the complex challenges of managing significant wealth:

Flow Products
Fund Investments
Alternatives & Privates
Financing Solutions
Strategy Advisory
Wealth Planning
Capital Markets Access
Cash Management

Why Morgan Stanley?
Morgan Stanley (NYSE: MS) is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With offices in more than 41 countries, our employees serve clients worldwide including corporations, governments, institutions and individuals.

Building on over 30 years of delivering first-class business in a first-class way, Morgan Stanley helps Asia wealth management clients succeed by delivering the Firm's global reach, product leadership and investment expertise. To reinforce our commitment to the region, we have established Morgan Stanley Bank Asia Limited, a licensed bank in Hong Kong and a wholesale bank in Singapore, to conduct private wealth management business in Asia.
You'll find that the competitive compensation packages with benefits, the established career paths and our culture and values all make Morgan Stanley a great place to develop your career.

Morgan Stanley is an Equal Opportunity Employer. Learn more at:
https://www.morganstanley.com/people-opportunities/eeo.

The Singapore Surveillance team operates within the Business Unit Risk Management team of Asia Private Wealth Management ("AWM") business as the first line of defence; the team primarily oversees, monitors, measures and analyses non-market risk exposure primarily for Singapore branch of the AWM business.

The primary responsibilities for this business role include but not limited to:

- Performs daily supervisory and trade based surveillance reviews to ensure adherence to Firm's policy and procedures including but not limited to selling process and suitability, fees monitoring, best execution, cross border restrictions, deposit protection scheme.
- Oversee and manage outsourced surveillance teams to ensure that supervisory/surveillance reviews meet our performance criteria and quality standards.
- Monitor and identify internal breaches/control gaps and conduct necessary investigations; where required, provide trainings and recommendation to the business.
- Partner with the AWM business and control partners such as Legal and Compliance to establish risk and control frameworks that align with regulators' expectation
- Participate in ongoing projects to streamline processes including system enhancement to manage the risk of the business in an effective and efficient manner
- Analyze reports and perform trend analysis in assessing the risk of the business.
- Prepare reports to senior management and escalate any issues and exceptions found during surveillance review on a regular basis.
- Provide cross coverage to Hong Kong surveillance team where necessary